Regimul juridic european sancţionator al încălcărilor legislaţiei pieţei instrumentelor financiare
European sanctioning legal regime of violations of the legislation of markets in financial instruments

Summary/Abstract: A prudential, solid regulatory framework and professional conduct for financial sector must rest on strong supervisory regimes and penalties. Therefore, the financial supervisory authority must have sufficient powers to act and should establish systems of uniform, severe, deterrent sanctions against all infringements of capital market legislation, sanctions that should be applied effectively to maintain market integrity. Punishment for infringements on financial instruments markets, education, correction and integrity of professional participants to the stock market, as well as ensuring financial market stability are priorities of the EU legislation in this field(Regulation (EU) 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse, Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004non markets in financial instruments, Directive 2014/65/EU of the European Parliamentand of the Council of 15 May 2014on markets in financial instruments)

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